Third Party Custodian
We don’t custody our clients’ assets, which are held by a third party custodian we recommend or chosen by our clients. Our clients can withdraw their assets at any time, even without our knowledge.
As a Registered Investment Advisor, we are subject, by law, to a fiduciary standard which is the highest standard of care in the industry. We are required to provide clients with full disclosure, including fees and any conflicts of interest that may exist. We will never accept incentives or inducements from a third party as these may compromise the integrity or impartiality of our advice.
Disclosure required by CCR Section 260.238(j)
We are required by CCR Section 260.2389(j) to inform you that lower fees for comparable services may be available from other sources.
Disclosure required by CCR Section 260.238(k)
We assure you that all material conflicts of interest under CCR Section 260.238(k) regarding Align Investment Advisors, LLC, its representatives or any of its employees, that could be reasonably expected to impair the rendering of unbiased and objective advice, are fully disclosed.